Securities Act

Results: 34055



#Item
151Silver Lake Partners / New York City / Economy of New York City / NASDAQ / Economy of the United States / Nasdaq /  Inc. / Securities Exchange Act / Nasdaq Nordic

NASDAQ Global Data Agreement Introduction and Instructions This document is for an applicant (“Distributor”) intending to receive a data feed containing quotation and/or trade information from The NASDAQ OMX Group,

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Source URL: www.nasdaqtrader.com

Language: English - Date: 2014-10-28 15:40:45
152Finance / Economy / Stock market / Money / Prospectus / Bond / Securities Act / Securitization / Credit rating agency / Security / Red herring prospectus / Public offering

IMPORTANT NOTICE NOT FOR DISTRIBUTION TO ANY U.S. PERSON OR TO ANY PERSON OR ADDRESS IN THE UNITED STATES. IMPORTANT: You must read the following before continuing. The following disclaimer applies to this Prospectus att

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Source URL: stakeholder.affinitywater.co.uk

Language: English - Date: 2015-09-08 05:33:53
153United States securities law / Self-regulatory organizations / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities regulation in the United States / Law / Business / Securities Exchange Act / Economy / Selling away / Municipal Securities Rulemaking Board

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:56
154Auditing / Materiality / SEC filings / Company secretary / Risk / Law / United States corporate law / Professional studies / Regulation S-K / Investor Protection and Securities Reform Act

MPS Limited POLICY ON DETERMINATION ON MATERIALITY OF AN EVENT/INFORMATION 1. Purpose and Objective: MPS Limited (“the Company”), being a listed entity, is obliged to make disclosures of any material events or inform

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Source URL: www.adi-mps.com

Language: English - Date: 2016-04-22 00:57:24
155Economy / Finance / Money / 76th United States Congress / Investment Advisers Act / Financial services / Financial adviser / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Securities and Exchange Commission / Broker-dealer / Securities Act

2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division

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Source URL: www.sos.mo.gov

Language: English - Date: 2015-06-09 15:07:56
156Economy / Finance / Money / Systemic risk / Financial markets / Stock market / Security / Money market / Repurchase agreement / U.S. Securities and Exchange Commission / Federal Reserve System / DoddFrank Wall Street Reform and Consumer Protection Act

INVESTMENT GUIDELINES FOR NIAGARA FRONTIER TRANSPORTATION AUTHORITY AND ITS SUBSIDIARIES Section 1. Title These guidelines shall be known as "Guidelines for Investment by the Niagara Frontier Transportation A

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Source URL: www.nfta.com

Language: English - Date: 2016-05-23 09:51:53
157Economy / Finance / Stock market / Business / Corporate finance / SEC filings / Corporate law / English law / Proxy statement / Proxy / Mergers and acquisitions / Securities Act

  As filed with the Securities and Exchange Commission on January 7, 2016  Registration No. SECURITIES AND EXCHANGE COMMISSION  Washington, D.C. 20549 AMENDMENT NO. 1

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:09:18
158U.S. Securities and Exchange Commission / SEC filings / 73rd United States Congress / Securities Exchange Act / Stock market / Finance / Securities regulation in the United States / New Deal / Schedule TO / Security / Economy / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-30 11:07:08
159Stock market / Finance / Economy / Conflict of interest / Corruption / Insider trading / Security / Money / Securities Act / Regulation S-K

ABNSECURITIES TRADING POLICY 1 PURPOSE AND APPLICABILITY This securities trading policy applies to all directors, employees (full-time, part-time and casual), contractors and consultants (“Applicable P

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Source URL: www.tigerez.com

Language: English - Date: 2015-01-23 02:07:50
160Economy / Finance / U.S. Securities and Exchange Commission / Money / Stock market / 73rd United States Congress / SEC filings / United States securities law / Securities Act / Security / Crowdfunding / Equity crowdfunding

NEW SECTION 830-xNotice Filing Requirements for Federal Crowdfunding Offerings. The following

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Source URL: asc.alabama.gov

Language: English - Date: 2016-07-05 16:29:00
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